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Abraham Talamantes

Apex Clearing Corp.

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About Abraham Talamantes

Abraham Talamantes is a financial professional with over 8 years of experience in the financial services industry. Abraham is currently registered with Apex Clearing Corp., a firm based in Dallas, Texas. Abraham has previously worked for Goldman Sachs & Co. LLC, and TD Ameritrade, Inc. Abraham holds the Series 7, Series 63, and Series 24 licenses.

Firm Information

Abraham Talamantes is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Abraham Talamantes’s Registration & Firm History

TX

03/11/2022 - Present

Apex Clearing Corp. (DALLAS TX)

UT

11/20/2018 - 03/25/2022

GOLDMAN SACHS & CO. LLC (SALT LAKE CITY UT)

TX

10/09/2013 - 11/06/2017

TD AMERITRADE, INC. (FORT WORTH TX)

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Licenses & Designations

BC

Issued 10/16/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/2023

Series 24 - General Securities Principal Examination

BC

Issued 11/06/2017

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Abraham Talamantes.
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