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Abraham Paul Horowitz

Janney Montgomery Scott LLC

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About Abraham Paul Horowitz

Abraham Horowitz is a financial advisor with Janney Montgomery Scott LLC. Abraham has been in the industry since October 1998 and has experience in the areas of portfolio management, financial planning, and pension consulting. Abraham is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7 and Series 66 licenses. Abraham is also a Certified Financial Planner (CFP). Abraham has held previous positions at Morgan Stanley Smith Barney and Raymond James & Associates, Inc.. Abraham is currently registered to provide investment advice in the states of Arizona, California, Colorado, Florida, Hawaii, Illinois, Massachusetts, Minnesota, Nevada, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Washington, and Wisconsin.

Firm Information

Abraham Horowitz is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee plus commission

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Abraham Horowitz’s Registration & Firm History

FL

03/09/2020 - Present

Janney Montgomery Scott LLC (Miami FL)

FL

01/28/2011 - 03/17/2020

MORGAN STANLEY (CORAL GABLE FL)

FL

05/23/2001 - 02/04/2011

RAYMOND JAMES & ASSOCIATES, INC. (CORAL GABLES FL)

NY

10/03/2000 - 05/23/2001

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

10/22/1998 - 11/07/2000

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 10/15/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Abraham Paul Horowitz. Review regulatory record here.
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