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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abraham? Claim Your ProfileAbraham Judah Schwartz is a financial advisor with UBS Financial Services Inc. in Weehawken, New Jersey. Abraham has been in the financial services industry since 2005, with previous experience at UBS Services USA LLC, Bear, Stearns & Co. Inc., and Bishop, Rosen & Co., Inc.. Abraham's professional designations include the Series 63, Series 99TO, SIE and Series 7 licenses. UBS Financial Services Inc. is a large, established firm with over $50 billion in assets under management. The firm provides financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/01/2010 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NJ
08/18/2008 - 01/01/2010
UBS SERVICES USA LLC (WEEHAWKEN NJ)
NY
07/29/2005 - 08/18/2008
BEAR, STEARNS & CO. INC. (BROOKLYN NY)
NY
06/03/2005 - 06/30/2005
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
BC
Issued 06/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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