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Abraham Joseph Friedman

Brean Capital, LLC

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About Abraham Joseph Friedman

Abraham Friedman is a financial advisor who has been working in the industry since August 15, 2006. Abraham is currently registered with Brean Capital, LLC and has been with the firm since September 16, 2013. Previously, Abraham was registered with First Empire Securities, Inc., OppenheimerFunds Distributor, Inc., Columbia Management Distributors, Inc., Banc of America Investment Services, Inc., and Leerink Swann & Company. Abraham holds Series 7, 63, 24 and SIE licenses, as well as the Uniform Combined State Law Examination. Abraham is currently registered in 18 states.

Firm Information

Abraham Friedman is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Abraham Friedman’s Registration & Firm History

MA

09/16/2013 - Present

Brean Capital, LLC (BOSTON MA)

NY

01/05/2010 - 09/23/2013

FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)

NY

08/11/2008 - 07/17/2009

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

MA

08/03/2007 - 08/04/2008

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

06/30/2006 - 08/03/2007

BANC OF AMERICA INVESTMENT SERVICES, INC. (WALTHAM MA)

MA

10/11/2004 - 02/18/2005

LEERINK SWANN & COMPANY (BOSTON MA)

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Licenses & Designations

BOTH

Issued 08/21/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/18/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/16/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Abraham Joseph Friedman.
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