linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Abraham Irving Schloss

Maxim Group LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Abraham? Claim Your Profile

About Abraham Irving Schloss

Abraham Irving Schloss is a financial professional with over 50 years of experience in the financial industry. He currently works at Maxim Group LLC, where he has been registered since 10/23/2002. Abraham Schloss has a wide range of experience working at various firms such as Investec Ernst & Company, Herzog, Heine, Geduld, Inc., Fahnestock & Co., Inc., Fahnestock International Inc., Moseley Securities Corporation, Moseley, Hallgarten & Estabrook Inc, C. B. Richard, Ellis & Co., and Laidlaw Adams & Peck Inc. Abraham Schloss is registered with the state of New York and New Jersey.

Firm Information

Abraham Schloss is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Abraham Schloss’s Registration & Firm History

NY

10/23/2002 - Present

Maxim Group LLC (NEW YORK NY)

NY

01/31/2001 - 10/23/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

07/12/1988 - 01/31/2001

HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)

NY

04/13/1988 - 07/05/1988

FAHNESTOCK & CO., INC. (NEW YORK NY)

NA

03/30/1988 - 04/13/1988

FAHNESTOCK INTERNATIONAL INC.

NA

02/23/1979 - 03/15/1988

MOSELEY SECURITIES CORPORATION

NA

06/14/1976 - 02/23/1979

MOSELEY, HALLGARTEN & ESTABROOK INC

NA

04/05/1973 - 07/15/1976

C. B. RICHARD, ELLIS & CO.

NA

02/06/1968 - 04/30/1973

LAIDLAW ADAMS & PECK INC

Not sure if Abraham Irving Schloss is right for you?

Licenses & Designations

BC

Issued 06/18/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/1977

PC - AMEX Put and Call Exam

BC

Issued 08/09/1965

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Abraham Irving Schloss.
Not sure if Abraham Irving Schloss is right for you?