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Abraham I Borenstein

J.p. Morgan Securities LLC

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About Abraham I Borenstein

Abraham Borenstein has been in the financial services industry since 1979. Abraham is currently registered with J.P. Morgan Securities LLC and J.P. Morgan Private Wealth Advisors LLC. Abraham has a broad range of experience, having worked for a number of firms, including First Republic Securities Company, LLC and Ryan Beck & Co. Abraham holds a number of licenses and certifications, including Series 7, 8, 9, 10, 15, 24, 63 and 65. Abraham is also a registered arbitrator with FINRA. Abraham specializes in providing financial planning, portfolio management, and pension consulting services to a wide range of clients.

Firm Information

Abraham Borenstein is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Abraham Borenstein’s Registration & Firm History

NY

10/12/2023 - Present

J.p. Morgan Securities LLC (NEW YORK NY)

NY

11/20/2006 - 09/29/2023

FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)

NY

04/29/2002 - 11/30/2006

RYAN BECK & CO. (NEW YORK NY)

NY

03/20/2000 - 05/13/2002

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NY

09/22/1986 - 02/25/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

09/22/1986 - 08/23/1989

PRUDENTIAL-BACHE CAPITAL FUNDING PUERTO RICO INC.

NA

06/04/1985 - 10/16/1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

09/24/1984 - 06/11/1985

BEAR, STEARNS & CO.

NA

07/10/1984 - 10/11/1984

BECKER PARIBAS INCORPORATED

NA

04/21/1980 - 08/14/1984

SHEARSON LEHMAN/AMERICAN EXPRESS INC.

NA

05/14/1980 - 06/27/1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

NA

01/02/1979 - 05/18/1980

OPPENHEIMER & CO., INC.

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Licenses & Designations

IA

Issued 10/28/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/08/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/04/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/14/1986

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/1983

Series 5 - Interest Rate Options Examination

BC

Issued 09/30/1983

Series 15 - Foreign Currency Options Examination

BC

Issued 12/16/1978

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Abraham I Borenstein.
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