Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abraham? Claim Your ProfileAbraham Heller is a financial professional with over 30 years of experience in the industry. Abraham is currently registered with R. F. Lafferty & Co., Inc. and has held previous positions with firms such as Viewtrade Securities, Inc., Sloan Securities Corp., Laconia Capital Corporation, Peconic Securities LLC, Spear, Leeds & Kellogg, L.P., and Republic New York Securities Corporation. Abraham has a wide range of licenses and certifications, including Series 7, 3, 55, 57TO, and SIE. Abraham specializes in providing portfolio management services for individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
04/23/2012 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NY
04/20/2012 - 04/23/2012
VIEWTRADE SECURITIES, INC. (STATEN ISLAND NY)
NY
06/27/2006 - 04/17/2012
SLOAN SECURITIES CORP. (NEW YORK NY)
NY
11/24/2004 - 06/28/2006
LACONIA CAPITAL CORPORATION (NEW YORK NY)
NY
01/25/2002 - 01/26/2005
PECONIC SECURITIES LLC (NEW YORK NY)
NY
10/09/1996 - 06/11/2001
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
07/14/1994 - 10/21/1996
REPUBLIC NEW YORK SECURITIES CORPORATION (NEW YORK NY)
NY
02/03/1992 - 03/25/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 01/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/14/1992
Series 7 - General Securities Representative Examination
BC
Issued 10/17/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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