Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abraham? Claim Your ProfileAbraham Guzman is a financial advisor with Thrivent Investment Management Inc. Abraham has been in the industry since 2018. Abraham is licensed to sell securities in 51 states. Abraham has Series 6 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Abraham specializes in providing financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
07/20/2023 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
CA
05/25/2023 - 07/19/2023
PFS INVESTMENTS INC. (PALM DESERT CA)
CA
09/20/2018 - 07/20/2021
WELLS FARGO CLEARING SERVICES, LLC (PALM SPRINGS CA)
BC
Issued 10/02/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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