Unclaimed
Abraham De ramos is a financial professional with over 10 years of experience in the industry. Abraham is registered with Morgan Stanley and has a wide range of experience providing advisory services. Abraham is a Series 7, 24, 52, 53, and 63 licensed professional. Prior to joining Morgan Stanley, Abraham worked at UBS Securities LLC and UBS Financial Services Inc.. Abraham has a long history of providing advisory services to individuals, businesses, and institutions, including high net worth individuals, pension and profit-sharing plans, and insurance companies. Abraham is a licensed advisor in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/10/2024 - Present
Morgan Stanley (PURCHASE NY)
NY
08/11/2015 - 04/19/2024
UBS SECURITIES LLC (NEW YORK NY)
NY
05/27/2014 - 04/18/2024
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BC
Issued 09/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/11/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2017
Series 3 - National Commodity Futures Examination
BC
Issued 12/13/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 05/25/2015
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 05/26/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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