Unclaimed
Abraham Cecena is an investment advisor representative at Ameriprise Financial Services, LLC. Abraham has been in the financial services industry since April 13, 2017. Abraham has a Series 6, Series 7TO, Series 26, Series 63, and Series 65 licenses. Abraham is registered with the following states: Arizona, California, Colorado, Georgia, Idaho, Illinois, Louisiana, Michigan, Nevada, New Jersey, North Carolina, Oregon, Pennsylvania, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/09/2023 - Present
Ameriprise Financial Services, LLC (West Orange NJ)
CA
07/06/2020 - 01/31/2022
SECURITIES AMERICA, INC. (CHULA VISTA CA)
CA
01/09/2019 - 07/13/2020
EQUITABLE ADVISORS, LLC (SAN DIEGO CA)
CA
03/20/2017 - 12/14/2018
PFS INVESTMENTS INC. (SAN DIEGO CA)
IA
Issued 04/13/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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