Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abraao? Claim Your ProfileAbraao Dias pinto is a financial advisor who has been in the industry for over 20 years. Abraao has been registered with the state of New York and is currently affiliated with Mizuho Securities USA LLC. Abraao has a strong background in securities and investment banking. Abraao holds a Series 7, Series 24, Series 63 and SIE licenses. Previous to Mizuho Securities USA LLC, Abraao Dias pinto was employed by Standard Chartered Securities North America LLC and HSBC Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/10/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
05/23/2017 - 08/17/2021
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC (NEW YORK NY)
NA
03/27/2001 - 05/24/2017
HSBC SECURITIES (USA) INC. (LONDON )
BC
Issued 09/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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