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Abiraman (nmn) Subramanian

Finalis Securities LLC

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About Abiraman (nmn) Subramanian

Abiraman Subramanian is a financial professional with over two decades of experience in the industry. Abiraman has held positions with several leading financial institutions, including Jefferies & Company, Inc., Cowen and Company, LLC, and Stanford Group Company. Abiraman is currently registered with Finalis Securities LLC, a New York based firm. Abiraman holds the Series 7, Series 63, Series 72, and Series 79TO licenses.

Firm Information

Abiraman Subramanian is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Abiraman Subramanian’s Registration & Firm History

NY

02/28/2024 - Present

Finalis Securities LLC (New York NY)

NY

01/06/2020 - 03/03/2022

ARCADIA SECURITIES, LLC (New York NY)

NY

08/08/2018 - 12/26/2019

MANORHAVEN CAPITAL LLC (NEW YORK NY)

FL

04/25/2017 - 10/31/2017

PERKINS FUND MARKETING, L.L.C. (JUPITER FL)

CT

10/01/2013 - 05/01/2015

SWORD SECURITIES LLC (STAMFORD CT)

NY

11/25/2010 - 03/22/2013

GALILEO GLOBAL SECURITIES, LLC (NEW YORK NY)

NY

11/05/2009 - 07/26/2010

THOMAS WEISEL PARTNERS LLC (NEW YORK NY)

NY

07/12/2007 - 05/01/2009

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

10/02/2006 - 06/20/2007

STANFORD GROUP COMPANY (NEW YORK NY)

NY

09/29/1999 - 05/16/2006

COWEN AND COMPANY, LLC (NEW YORK NY)

NY

07/01/1998 - 09/07/1999

ING BARINGS LLC (NEW YORK NY)

NY

01/01/1998 - 07/01/1998

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

NY

07/11/1996 - 11/14/1996

NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/22/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Abiraman (nmn) Subramanian.
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