Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abigail? Claim Your ProfileAbigail Tan is a financial professional with over 4 years of experience in the industry. Abigail has a broad range of experience working at both Crestone Securities LLC and Raymond James & Associates, Inc.. Abigail holds multiple licenses including Series 7, Series 24, Series 4, Series 52TO, Series 53, Series 63, and the SIE. Abigail currently works at Raymond James & Associates, Inc. and is registered in Colorado and Florida. Abigail is dedicated to providing financial guidance to a variety of clients including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/27/2020 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
CO
11/07/2018 - 03/03/2020
CRESTONE SECURITIES LLC (BOULDER CO)
FL
03/08/2016 - 10/29/2018
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 05/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/08/2019
Series 4 - Registered Options Principal Examination
BC
Issued 09/05/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/11/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Abigail Tan is the right advisor for you? Invested Better is here to help.
