Unclaimed
Abigail Vazquez is a registered representative with Northwestern Mutual Investment Services, LLC. Abigail is licensed to conduct business in Connecticut, Iowa, Nebraska and New York. Abigail has been in the securities industry since November 12, 2020. Abigail is a Series 63, SIE and Series 6TO licensed representative. Abigail has been with Northwestern Mutual Investment Services, LLC since November 13, 2020. Northwestern Mutual Investment Services, LLC is an investment advisor registered with the Securities and Exchange Commission (SEC) and is licensed to conduct business in all states. The firm provides a variety of investment advisory services, including portfolio management for individuals and investment research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NE
11/13/2020 - Present
Northwestern Mutual Investment Services, LLC (OMAHA NE)
BC
Issued 09/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Abigail Vazquez is the right advisor for you? Invested Better is here to help.