Unclaimed
Abigail Spaulding has been in the financial services industry since September 16, 2008. Abigail is registered with MML Investors Services, LLC in Tennessee and Texas. Abigail is also a Registered Representative with the Financial Industry Regulatory Authority (FINRA). Abigail has Series 6, 7, 63 and 65 licenses and holds the Securities Industry Essentials (SIE) designation. Abigail has a wide range of experience in the financial services industry and is committed to providing her clients with personalized financial advice and investment strategies. Abigail is a respected member of the community and is active in various organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TN
07/07/2021 - Present
MML Investors Services, LLC (BRENTWOOD TN)
IA
Issued 01/06/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/15/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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