Unclaimed
Abigail Morris is a financial professional with over 10 years of experience in the industry. She is currently registered with National Financial Services LLC as a Registered Representative. Abigail's previous experience includes roles at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Abigail holds the Series 7, 9, 10, 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/01/2019 - Present
National Financial Services LLC (CHICAGO IL)
OH
08/14/2007 - 07/31/2012
UBS FINANCIAL SERVICES INC. (COLUMBUS OH)
OH
05/07/2007 - 07/27/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBUS OH)
BOTH
Issued 11/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/24/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/08/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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