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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abigail? Claim Your ProfileAbigail Loraine Spears is an active investment advisor representative at Stifel, Nicolaus & Company, Inc. Abigail Spears is registered with FINRA and has 29 state registrations. Abigail Spears has been in the industry since January 2023 and has a combined state law examination Series 66. Abigail Spears also holds the Series 7TO and SIE examinations. Abigail Spears is also an active investment advisor representative in the state of Ohio and Texas and has prior experience at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Abigail Spears provides investment advisory services to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
07/07/2023 - Present
Stifel, Nicolaus & Company, Inc. (MARION OH)
OH
01/30/2023 - 07/11/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FINDLAY OH)
BOTH
Issued 02/25/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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