Unclaimed
Abigail Hott is a financial advisor currently registered with Cantor Fitzgerald & Co., located in Irvine, California. Abigail has been working in the financial industry since 2011. Abigail's previous experience includes positions at Griffin Capital Securities, LLC, Dunham & Associates Investment Counsel, Inc., KBS Capital Markets Group LLC, and Wells Fargo Advisors, LLC. Abigail holds Series 6, 7, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/15/2018 - Present
Cantor Fitzgerald & Co. (IRVINE CA)
CA
01/23/2017 - 05/11/2018
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
CA
08/11/2015 - 01/13/2017
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (SAN DIEGO CA)
CA
07/03/2012 - 08/03/2015
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
CA
05/09/2011 - 05/16/2012
WELLS FARGO ADVISORS, LLC (HUNTINGTON BEACH CA)
BC
Issued 05/17/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/06/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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