Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abhishek? Claim Your ProfileAbhishek Sharma is a securities professional with a background in financial services. Abhishek has been in the industry since January 2019 and is registered as a securities professional in all 50 states, the District of Columbia, and Puerto Rico. Abhishek is a registered principal with Scotia Capital (usa) Inc. and holds Series 7, 24, and 63 licenses. Abhishek has been with Scotia Capital (usa) Inc. since January 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/15/2019 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 11/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/16/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2019
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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