Unclaimed
Abhishek Khandelwal is a registered representative with Broadridge Business Process Outsourcing, LLC. Abhishek has been in the securities industry since August 21, 2013 and has previously held positions at Jefferies LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Abhishek holds the Series 7, Series 63, Series 7TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/30/2023 - Present
Broadridge Business Process Outsourcing, LLC (NEW YORK NY)
NY
10/16/2015 - 08/08/2017
JEFFERIES LLC (NEW YORK NY)
NY
10/23/2007 - 10/05/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/08/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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