Unclaimed
Abhishek Gupta is a financial advisor registered with Cetera Investment Advisers LLC and has been in the industry since 2023. Abhishek is a Series 7TO, Series 24, and SIE licensed professional. Abhishek has been employed with Cetera Investment Advisers since 2023 and also works for Genpact India Pvt Ltd as a process developer and operations support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NA
11/29/2024 - Present
Cetera Investment Advisers LLC (NABHA )
BC
Issued 02/06/2024
Series 24 - General Securities Principal Examination
BC
Issued 05/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/23/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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