Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abhishek? Claim Your ProfileAbhishek Gupta is a registered representative with Charles Schwab & CO., Inc. Abhishek Gupta has been in the industry since 2013 and has held positions at Mellon Capital Management, FutureAdvisor, Inc., and Codecademy. Abhishek Gupta is currently registered with FINRA, and holds licenses for Series 66, Series 7TO, and SIE. Abhishek Gupta specializes in offering financial planning services and providing referrals for other advisors. Abhishek Gupta is also a wrap fee program sponsor. Abhishek Gupta's primary office location is at Charles Schwab & CO., Inc. in Sunnyvale, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
03/08/2021 - Present
Charles Schwab & CO., Inc. (Sunnyvale CA)
BOTH
Issued 03/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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