Unclaimed
Abhishek Ashok is a registered representative with Houlihan Lokey Capital, Inc. Abhishek has been in the securities industry since July 15, 2017. Abhishek is registered with the state of California. Abhishek holds the Series 63, SIE and Series 79 licenses. Abhishek's office is located at 333 Bush Street, 31st Floor, San Francisco, CA 94104.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/11/2018 - Present
Houlihan Lokey Capital, Inc. (San Francisco CA)
CA
08/10/2015 - 08/03/2016
HOULIHAN LOKEY CAPITAL, INC. (SAN FRANCISCO CA)
BC
Issued 08/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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