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Abhishek Arvind Mistry

HRT Financial LP

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About Abhishek Arvind Mistry

Abhishek Mistry is a financial professional with over 10 years of experience in the industry. Abhishek is currently registered with HRT Financial LP as a registered representative. Previously, Abhishek was with Two Sigma Securities, LLC and J.P. Morgan Securities LLC. Abhishek is Series 7, Series 57 and Series 63 licensed.

Firm Information

Abhishek Mistry is currently registered with HRT Financial LP. HRT Financial LP is a Partnership formed on August 10, 2009. The firm has been approved for SEC registration and has 9 Regulatory Events on file.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Abhishek Mistry’s Registration & Firm History

NY

06/19/2020 - Present

HRT Financial LP (New York NY)

NY

09/25/2017 - 05/15/2020

TWO SIGMA SECURITIES, LLC (NEW YORK NY)

NY

10/01/2008 - 09/01/2015

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

10/26/2007 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/10/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2018

Series 57 - Securities Trader Exam

BC

Issued 10/25/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Abhishek Arvind Mistry.
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