Unclaimed
Abhijeet Regatte is a registered representative with Castleoak Securities, LP. Abhijeet Regatte holds the Series 7TO, Series 63 and SIE licenses and is registered in New York. Abhijeet Regatte has been in the securities industry since 2022. Abhijeet Regatte was previously registered with H.C. Wainwright & Co., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/18/2023 - Present
Castleoak Securities, LP (NEW YORK NY)
NY
03/07/2023 - 08/16/2023
H.C.WAINWRIGHT & CO., LLC (NEW YORK NY)
BC
Issued 12/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/19/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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