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Abhi Gupta

Blackrock Investments, LLC

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About Abhi Gupta

Abhi Gupta is a financial professional with experience in the industry since 2020. Currently, Abhi is a Registered Representative with Blackrock Investments, LLC. Previously, Abhi was employed with KKR Capital Markets LLC, a financial services company. Abhi holds FINRA Series 63, Series 7, Series 79 and SIE licenses. Abhi is registered with the securities regulators in all 50 states, District of Columbia, Puerto Rico and the Virgin Islands.

Firm Information

Abhi Gupta is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Abhi Gupta’s Registration & Firm History

NY

11/27/2023 - Present

Blackrock Investments, LLC (NEW YORK NY)

NY

03/16/2021 - 08/03/2022

KKR CAPITAL MARKETS LLC (New York NY)

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Licenses & Designations

BC

Issued 04/18/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/15/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/10/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Abhi Gupta.
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