Unclaimed
Abhi Gupta is a financial professional with experience in the industry since 2020. Currently, Abhi is a Registered Representative with Blackrock Investments, LLC. Previously, Abhi was employed with KKR Capital Markets LLC, a financial services company. Abhi holds FINRA Series 63, Series 7, Series 79 and SIE licenses. Abhi is registered with the securities regulators in all 50 states, District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/27/2023 - Present
Blackrock Investments, LLC (NEW YORK NY)
NY
03/16/2021 - 08/03/2022
KKR CAPITAL MARKETS LLC (New York NY)
BC
Issued 04/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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