Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abhay? Claim Your ProfileAbhay Narayan Pande is a financial professional registered with the Securities and Exchange Commission and a Series 24 Principal. Abhay has been in the industry for over 10 years and currently works with BA Securities, LLC. Abhay has a diverse background, having worked for Citigroup Global Markets Inc. previously. Abhay has earned the SIE, Series 7, Series 24, Series 79, and Series 82 licenses and is currently registered in Pennsylvania, New Jersey, Oregon, and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/26/2021 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NY
07/01/2002 - 08/22/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 06/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2007
Series 24 - General Securities Principal Examination
BC
Issued 11/06/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/26/2021
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/11/2021
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Abhay Pande is the right advisor for you? Invested Better is here to help.
