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Abel Estrella-roa

Vanguard Marketing Corp.

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About Abel Estrella-roa

Abel Estrella-roa is a financial advisor who is registered with the Financial Industry Regulatory Authority (FINRA). Abel is currently employed with Vanguard Marketing Corp., which has offices in Scottsdale, Arizona. Prior to joining Vanguard Marketing Corp., Abel was employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Abel holds a Series 66 license, as well as Series 7TO and SIE licenses. Abel is registered to sell securities in 53 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Abel Estrella-roa is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Abel Estrella-roa’s Registration & Firm History

AZ

03/04/2024 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

AZ

01/23/2023 - 01/02/2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUN CITY AZ)

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Licenses & Designations

BOTH

Issued 03/04/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/21/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Abel Estrella-roa.
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