Unclaimed
Abel Estrella-roa is a financial advisor who is registered with the Financial Industry Regulatory Authority (FINRA). Abel is currently employed with Vanguard Marketing Corp., which has offices in Scottsdale, Arizona. Prior to joining Vanguard Marketing Corp., Abel was employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Abel holds a Series 66 license, as well as Series 7TO and SIE licenses. Abel is registered to sell securities in 53 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
03/04/2024 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
01/23/2023 - 01/02/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUN CITY AZ)
BOTH
Issued 03/04/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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