Unclaimed
Abel Araujo is an investment advisor representative at Wells Fargo Clearing Services, LLC. Abel has been in the financial services industry for over 20 years. Abel holds a Series 7, Series 65, and Series 66 securities license. Prior to joining Wells Fargo Clearing Services, LLC, Abel was a financial advisor at Morgan Stanley. Abel's expertise includes providing financial planning, portfolio management, and investment consulting services to both individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/22/2020 - Present
Wells Fargo Clearing Services, LLC (FRESNO CA)
CA
05/03/2013 - 05/27/2020
MORGAN STANLEY (VISALIA CA)
CA
02/01/2007 - 05/06/2013
WELLS FARGO ADVISORS, LLC (FRESNO CA)
CA
01/09/2003 - 02/01/2007
ATLAS SECURITIES, LLC (FRESNO CA)
KS
11/30/2001 - 01/17/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 12/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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