Unclaimed
Abel Andres Ramos is a registered representative with Raymond James Financial Services Advisors, Inc. based in Monroe, CT. Abel has been in the securities industry since 1988 and has experience with various financial services firms, including Robert Thomas Securities, Inc., PaineWebber Incorporated, BNE Capital Markets, Inc., and New England Discount Brokerage, Inc. Abel is registered with the Securities and Exchange Commission (SEC) and holds licenses from the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
10/10/2018 - Present
Raymond James Financial Services Advisors, Inc. (MONROE CT)
FL
02/01/1996 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NJ
06/10/1991 - 01/15/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
10/18/1989 - 06/21/1991
BNE CAPITAL MARKETS, INC.
NA
08/23/1988 - 08/29/1989
NEW ENGLAND DISCOUNT BROKERAGE, INC.
IA
Issued 07/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/1996
Series 24 - General Securities Principal Examination
BC
Issued 05/03/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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