Unclaimed
Abe Warren Dye is a financial professional with over 50 years of experience in the financial services industry. Abe currently works as a Registered Representative at Edward Jones. Abe has passed the Series 63, Series 7, Series 9, Series 10, Series 24 and SIE exams. Prior to joining Edward Jones, Abe worked at WADDELL & REED, INC., IDS LIFE INSURANCE COMPANY, IDS MARKETING CORPORATION, and INVESTORS DIVERSIFIED SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
03/11/2019 - Present
Edward Jones (GOLD CANYON AZ)
NA
08/31/1976 - 07/02/1978
WADDELL & REED, INC.
NA
03/02/1973 - 10/15/1976
IDS LIFE INSURANCE COMPANY
NA
03/02/1973 - 10/15/1976
IDS MARKETING CORPORATION
NA
03/02/1973 - 10/15/1976
INVESTORS DIVERSIFIED SERVICES, INC.
BC
Issued 12/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/23/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/16/1984
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 41 - NYSE Allied Member Examination
BC
Issued 02/26/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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