Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abe? Claim Your ProfileAbe Puerto is a financial advisor with J.p. Morgan Securities LLC in New York, New York. Abe has been in the financial services industry since 2003. Abe's previous employers include UBS Financial Services Inc, Morgan Stanley Smith Barney, and Morgan Stanley & Co. Incorporated. Abe is licensed to conduct business in all 50 states and has a Series 6, 7, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/25/2023 - Present
J.p. Morgan Securities LLC (New York NY)
NJ
06/01/2011 - 03/07/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/16/2010 - 05/27/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
04/02/2007 - 08/06/2008
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
12/01/2004 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
12/15/2000 - 11/08/2004
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
BOTH
Issued 07/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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