Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abe? Claim Your ProfileAbe Castellon is an investment advisor representative with Wells Fargo Clearing Services, LLC. Abe has been in the financial industry since 2011. Abe is registered with the state of California as an investment advisor representative. Abe has 11 approved state registrations. The advisor has been registered with the state of California since 2011. Abe has also passed the Series 7 and SIE exams and the Uniform Combined State Law Examination. Abe has been an investment advisor representative at Wells Fargo Clearing Services, LLC for 7 years. Previous employers include LPL Financial LLC, Raymond James Financial Services, Inc., and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/02/2022 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
11/10/2020 - 11/16/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (SAN DIEGO CA)
CA
05/08/2019 - 11/16/2020
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
01/11/2012 - 05/10/2019
WELLS FARGO CLEARING SERVICES, LLC (CHULA VISTA CA)
MO
09/30/2011 - 11/29/2011
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 10/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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