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Abdulkerim Karaoglu

THE Vertical Group

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About Abdulkerim Karaoglu

Abdulkerim Karaoglu is a registered representative with The Vertical Group. Abdulkerim has been in the securities industry since October 19, 2006, and has held previous positions with Elevation, LLC, Saratoga Capital Markets, and GunnAllen Financial, Inc. Abdulkerim is licensed in Connecticut, Florida, New Jersey, New York, and Pennsylvania.

Firm Information

Abdulkerim Karaoglu is currently registered with THE Vertical Group. THE Vertical Group is a Limited Liability Company formed on August 11, 2005. The firm is registered in 30 states and is approved to operate by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Abdulkerim Karaoglu’s Registration & Firm History

NJ

05/14/2013 - Present

THE Vertical Group (RED BANK NJ)

NJ

04/05/2011 - 05/30/2013

ELEVATION, LLC (JERSEY CITY NJ)

NY

01/05/2007 - 04/01/2011

SARATOGA CAPITAL MARKETS (NEW YORK NY)

FL

01/01/2005 - 03/22/2005

GUNNALLEN FINANCIAL, INC (TAMPA FL)

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Licenses & Designations

BC

Issued 01/31/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/20/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Abdulkerim Karaoglu. Review regulatory record here.
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