Unclaimed
Abby Rochelle Baker is a financial professional with over 10 years of experience in the industry. Abby is currently registered with Prudential Annuities Distributors, Inc. and has previously worked with Pruco Securities, LLC. Abby is licensed to sell securities in Arkansas, Kansas and South Dakota. Abby holds Series 6 and Series 63 securities licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/01/2020 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
04/26/2013 - 04/01/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
BC
Issued 05/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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