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Abby Lynn Ferguson

Fidelity Brokerage Services LLC

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About Abby Lynn Ferguson

Abby Ferguson is a financial professional with over 16 years of experience in the financial services industry. Currently, Abby is registered with Fidelity Brokerage Services LLC. Abby is also registered in 53 states. In addition to her Series 7TO, Series 6 and SIE, she holds a Series 63 license. Abby is a valuable resource for individuals and families seeking guidance on their financial goals.

Firm Information

Abby Ferguson is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Abby Ferguson’s Registration & Firm History

TX

10/27/2022 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

TX

05/31/2006 - 09/18/2006

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 12/07/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/27/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/19/2022

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Abby Lynn Ferguson.
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