Unclaimed
Abby Ferguson is a financial professional with over 16 years of experience in the financial services industry. Currently, Abby is registered with Fidelity Brokerage Services LLC. Abby is also registered in 53 states. In addition to her Series 7TO, Series 6 and SIE, she holds a Series 63 license. Abby is a valuable resource for individuals and families seeking guidance on their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/27/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
05/31/2006 - 09/18/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
BC
Issued 12/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/19/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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