Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abby? Claim Your ProfileAbby Hoygar Li is a registered representative with Scotia Capital (usa) Inc. Abby is currently registered in 52 states. Abby has been in the financial industry since 2024-04-21. Abby holds the following FINRA licenses: Series 7TO, Series 57TO, and Series 63. Abby has passed the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/22/2024 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 03/27/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2024
Series 57TO - Securities Trader Exam
BC
Issued 04/22/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/16/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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