Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abbigail? Claim Your ProfileAbbigail Guzman is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Abbigail has 4 years of experience in the securities industry. Abbigail is registered with the following securities authorities: FINRA, Securities Investor Protection Corporation (SIPC) and the state securities authorities of Arizona, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Missouri, New Jersey, New Mexico, North Carolina, Oregon, Rhode Island, South Carolina, Texas, Virginia, Washington, and Wisconsin. Abbigail holds the following licenses: Series 66, Series 7TO, and SIE. Abbigail was previously registered with AXA ADVISORS, LLC. Abbigail is a Registered Representative of Merrill Lynch, Pierce, Fenner & Smith Incorporated, a registered broker-dealer and a member of SIPC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/07/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TUCSON AZ)
AZ
07/01/2019 - 10/25/2019
AXA ADVISORS, LLC (TUCSON AZ)
BOTH
Issued 07/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/19/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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