Unclaimed
Abbey Romano is a financial advisor with FS Investment Solutions, LLC based in Philadelphia, PA. Abbey holds the Series 3, 7TO, 57TO, and SIE licenses and has been in the industry since June 14, 2019. Previously, Abbey was registered with Susquehanna Securities, LLC. Abbey is a licensed General Securities Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/21/2021 - Present
FS Investment Solutions, LLC (PHILADELPHIA PA)
PA
05/28/2019 - 09/02/2021
SUSQUEHANNA SECURITIES, LLC (BALA CYNWYD PA)
BC
Issued 11/15/2019
Series 24 - General Securities Principal Examination
BC
Issued 04/07/2023
Series 3 - National Commodity Futures Examination
BC
Issued 08/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/28/2019
Series 57TO - Securities Trader Exam
BC
Issued 01/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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