Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abbas? Claim Your ProfileAbbas Khoshnevissan is an Investment Advisor Representative at Rockefeller Financial LLC. Abbas has been in the financial industry for over 35 years and has worked with a variety of firms, including Wells Fargo Clearing Services, LLC and UBS Financial Services Inc. Abbas holds the Series 7, Series 6, Series 22, Series 63 and Series 65 licenses. Abbas specializes in providing financial planning, portfolio management and selection of other advisers to individuals, businesses, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/29/2019 - Present
Rockefeller Financial LLC (San Francisco CA)
CA
01/25/2008 - 07/29/2019
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
05/04/2001 - 02/01/2008
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
NY
04/15/1991 - 05/17/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
04/04/1989 - 04/18/1991
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
05/19/1987 - 04/17/1989
SHEARSON LEHMAN HUTTON INC.
NA
06/30/1986 - 05/13/1987
WELLINGTON SECURITIES, INC.
NA
03/29/1985 - 07/07/1986
CALVERT SECURITIES CORPORATION
NA
10/18/1984 - 04/08/1985
BRETCOURT SECURITIES CORPORATION
IA
Issued 06/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/13/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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