Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abbas? Claim Your ProfileAbbas Baqueri is an active investment advisor representative registered with Morgan Stanley. Abbas has been in the industry since 1989 and has extensive experience in the financial services sector. Abbas is also an active investment advisor representative in Connecticut, New York, and Texas. Prior to joining Morgan Stanley, Abbas was employed with CITIGROUP GLOBAL MARKETS INC., JOSEPHTHAL LYON & ROSS INCORPORATED, PAINEWEBBER INCORPORATED, and WELCO SECURITIES, INC. Abbas holds Series 3, Series 7, and Series 63 securities licenses as well as the Series 65 investment advisor license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/11/2020 - Present
Morgan Stanley (New York NY)
NY
08/03/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MANHASSET NY)
NY
12/18/1992 - 08/11/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NJ
09/04/1991 - 11/30/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
05/07/1987 - 04/06/1989
WELCO SECURITIES, INC.
IA
Issued 08/18/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2014
Series 3 - National Commodity Futures Examination
BC
Issued 09/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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