Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aashumi? Claim Your ProfileAashumi Mody is a registered investment advisor representative with Cannell & Spears LLC in New York, NY. Aashumi has been working in the financial industry since 2018 and holds both Series 63 and Series 65 licenses as well as Series 7 and SIE. Previously, Aashumi worked at Delaware Distributors, L.P. and Macquarie Capital (USA) Inc. Aashumi's specialization is in portfolio management for individuals, businesses, investment companies and pooled investment vehicles. Aashumi also works for Aayka Fashion, a fashion company in New York, NY as a marketing and operations manager.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Review of asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
03/16/2023 - Present
Cannell & Spears LLC (NEW YORK NY)
NY
06/01/2018 - 09/15/2021
DELAWARE DISTRIBUTORS, L.P. (New York NY)
NY
02/05/2018 - 05/31/2018
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
IA
Issued 03/16/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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