Unclaimed
Aashish Makkar is a financial professional with over 15 years of experience in the industry. Aashish has a diverse background working with firms like UBS Securities LLC and Chatham Financial Securities LLC. Aashish is currently registered with Ba Securities, LLC and holds Series 7, 24, 63, 79TO, and SIE licenses. Aashish is registered in Florida, New Jersey and Pennsylvania. Aashish specializes in providing investment banking services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/14/2024 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
CT
05/07/2018 - 01/19/2024
CHATHAM FINANCIAL SECURITIES LLC (STAMFORD CT)
NY
02/18/2015 - 02/16/2017
ONDRA PARTNERS LP (New York NY)
NY
01/05/2015 - 02/18/2015
UBS SECURITIES LLC (NEW YORK NY)
NY
02/10/2015 - 02/11/2015
ONDRA PARTNERS LP (New York NY)
NY
04/20/2010 - 12/03/2014
UBS SECURITIES LLC (NEW YORK NY)
NY
09/19/2006 - 02/24/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 06/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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