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Aashish Makkar

BA Securities, LLC

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About Aashish Makkar

Aashish Makkar is a financial professional with over 15 years of experience in the industry. Aashish has a diverse background working with firms like UBS Securities LLC and Chatham Financial Securities LLC. Aashish is currently registered with Ba Securities, LLC and holds Series 7, 24, 63, 79TO, and SIE licenses. Aashish is registered in Florida, New Jersey and Pennsylvania. Aashish specializes in providing investment banking services.

Firm Information

Aashish Makkar is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aashish Makkar’s Registration & Firm History

PA

03/14/2024 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

CT

05/07/2018 - 01/19/2024

CHATHAM FINANCIAL SECURITIES LLC (STAMFORD CT)

NY

02/18/2015 - 02/16/2017

ONDRA PARTNERS LP (New York NY)

NY

01/05/2015 - 02/18/2015

UBS SECURITIES LLC (NEW YORK NY)

NY

02/10/2015 - 02/11/2015

ONDRA PARTNERS LP (New York NY)

NY

04/20/2010 - 12/03/2014

UBS SECURITIES LLC (NEW YORK NY)

NY

09/19/2006 - 02/24/2009

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/18/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aashish Makkar.
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