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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aashish? Claim Your ProfileAashish Matani is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Aashish has been in the industry since 1998 and holds several licenses including Series 6, 7, 31, 63 and 65. Aashish has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 1999. Aashish is also a Trustee of the Williamsburg Community Foundation and has been in this role since 2021. Aashish has been registered in over 40 states, and has expertise in a wide range of financial products and services, including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
03/10/2000 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NORFOLK VA)
NJ
06/16/1998 - 09/27/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 02/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/13/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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