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Aashish Dhakad

Ares Management Capital Markets LLC

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About Aashish Dhakad

Aashish Dhakad is a financial advisor currently registered with Ares Management Capital Markets LLC in New York, NY. Aashish has been in the industry since 2009 and has held previous roles at firms such as BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and UBS SECURITIES LLC. Aashish holds multiple industry licenses including Series 7, 10, 24, 63, 79TO, and SIE. Aashish is a licensed securities professional in the state of New York.

Firm Information

Aashish Dhakad is currently registered with Ares Management Capital Markets LLC. Ares Management Capital Markets LLC is a Limited Liability Company formed in January 2012. They are registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aashish Dhakad’s Registration & Firm History

NY

09/13/2023 - Present

Ares Management Capital Markets LLC (NEW YORK NY)

NY

05/10/2019 - 09/06/2022

BOFA SECURITIES, INC. (NEW YORK NY)

NY

03/07/2014 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/11/2012 - 07/24/2013

UBS SECURITIES LLC (NEW YORK NY)

NY

11/01/2010 - 03/31/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/03/2006 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/20/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/20/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aashish Dhakad.
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