Unclaimed
Aarushi Mohanty is a financial professional registered with Peak6 Capital Management LLC. Aarushi holds the Series 57TO and SIE licenses. She has been in the industry for over a year and is currently active in the broker-dealer (BC) scope.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/11/2023 - Present
Peak6 Capital Management LLC (Chicago IL)
BC
Issued 12/11/2023
Series 57TO - Securities Trader Exam
BC
Issued 05/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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