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Aaron Wynn Finkelstein

Nylife Securities LLC

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About Aaron Wynn Finkelstein

Aaron Finkelstein is a financial professional with over 15 years of experience in the industry. Aaron is currently registered with Nylife Securities LLC, where they have been working since 2010. They have a Series 6 license for Investment Company Products/Variable Contracts Representative Examination and a Series 63 license for Uniform Securities Agent State Law Examination. Aaron also holds the SIE designation. Prior to joining Nylife Securities LLC, Aaron worked with Northwestern Mutual Investment Services, LLC.

Firm Information

Aaron Finkelstein is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aaron Finkelstein’s Registration & Firm History

IL

09/08/2010 - Present

Nylife Securities LLC (DEERFIELD IL)

IL

04/03/2007 - 04/05/2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SKOKIE IL)

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Licenses & Designations

BC

Issued 09/20/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aaron Wynn Finkelstein.
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