Unclaimed
Aaron Finkelstein is a financial professional with over 15 years of experience in the industry. Aaron is currently registered with Nylife Securities LLC, where they have been working since 2010. They have a Series 6 license for Investment Company Products/Variable Contracts Representative Examination and a Series 63 license for Uniform Securities Agent State Law Examination. Aaron also holds the SIE designation. Prior to joining Nylife Securities LLC, Aaron worked with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/08/2010 - Present
Nylife Securities LLC (DEERFIELD IL)
IL
04/03/2007 - 04/05/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SKOKIE IL)
BC
Issued 09/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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