Unclaimed
Aaron O'Connor is a financial advisor who holds a Series 7, Series 63, and SIE license. Aaron has been in the industry since April 18, 2017 and has been registered with the state of Arizona since April 19, 2017. Aaron is currently employed by Vanguard Marketing Corp. and is licensed in Arizona and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
04/19/2017 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 03/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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