Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Richter is a financial advisor with over 6 years of experience in the industry. Aaron is currently registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since March 2018. Previously, Aaron was registered with E*TRADE Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Aaron holds the Series 7, 9, 10, 63, and 66 licenses, and is a registered representative in Arizona and Florida. Aaron's specializations include investment management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AZ
06/11/2018 - Present
Raymond James Financial Services Advisors, Inc. (Mesa AZ)
WA
08/16/2017 - 01/10/2018
E*TRADE SECURITIES LLC (SEATTLE WA)
WA
04/25/2016 - 08/16/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TUKWILA WA)
AZ
10/14/2013 - 02/16/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
BOTH
Issued 06/03/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Aaron Richter is the right advisor for you? Invested Better is here to help.
