Unclaimed
Aaron Huffman is a financial advisor who joined Northwestern Mutual Investment Services, LLC in May 2019. Based in Wapakoneta, Ohio, Aaron is licensed to provide financial advice in 21 states. Aaron holds a Series 7, Series 63 and Series 6, and SIE licenses and has been providing financial advice for over 4 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
05/24/2019 - Present
Northwestern Mutual Investment Services, LLC (Wapakoneta OH)
BC
Issued 08/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/10/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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